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Partner with the industry leader in securities licensing exam preparation. Kaplan provides the critical knowledge needed to help you succeed on the Securities Industry Essentials (SIE) exam. Our content development is based around the SIE Exam Content Outline provided by FINRA. The primary exam topics are: Understanding Products and Their Risks; Understanding Trading, Customer Accounts, and Prohibited Activities; Knowledge of Capital Markets; and Overview of Regulatory Framework. This comprehensive textbook is the foundation of your series exam preparation. The text addresses key terms and significant topics, broken down into easily digestible units. Units contain multiple graphics, exercises, quizzes, and discussion questions to help you learn faster and remember important information as you prepare for your Securities Industry Essentials exam. Key Features: Key terms and significant topics broken down into easily digestible units. Graphics, exercises, quizzes, and discussion questions for the SIE Exam. Binding: Paperback Publisher: Kaplan Review: Great system for advancing your knowledge - Easy to read and they present each concept in multiple ways and woven together so that by the end you almost accidentally understand the concepts in a robust manner. There is a reason these guys are the best and most successful. They know what they are doing. Review: Good reference book - I am not taking the SI exam. I purchased this book per a recommendation as a great reference for all konds of financial concepts and tools. It did meet my expectations. It ia a great reference book woth good amount of explanation for concepts.
| Best Sellers Rank | #357,959 in Books ( See Top 100 in Books ) #3,816 in Business & Finance |
| Customer Reviews | 4.6 out of 5 stars 291 Reviews |
R**O
Great system for advancing your knowledge
Easy to read and they present each concept in multiple ways and woven together so that by the end you almost accidentally understand the concepts in a robust manner. There is a reason these guys are the best and most successful. They know what they are doing.
H**O
Good reference book
I am not taking the SI exam. I purchased this book per a recommendation as a great reference for all konds of financial concepts and tools. It did meet my expectations. It ia a great reference book woth good amount of explanation for concepts.
K**H
Better than others
This Kaplan book is better organized and provides bullet points that's easy for me to follow and learn. I had bought the Dummies Series 6 and the first 2-3 chapters were just about how to prep for the exam. I bought this Kaplan one after I returned the Dummies book. So much better and I'm glad I switched. Definitely recommended. Hopefully I will pass my exam. We'll see!
M**Z
I passed the exam on the first try- I recommend
I really like the flow and format of this textbook. Presented the information well, and had practice problems build in which I LOVED. You cannot go wrong with using this textbook to study for the SIE. I recommend.
M**.
Covers about 85-90% of tested info
This was useful, if not informationally exhaustive. I was glad I paid for a Kindle book of SIE questions because that provided exposure to several topics not in this SIE book. I did one of those tests, plus the free practice test on the FINRA site the night before the exam and worried a bit because my scores varied wildly and that there were topics unfamiliar to me. The real exam was straightforward and, I felt, easier than the practice tests.
L**A
The best book to study
Game changed
J**S
Everything you need for exam
Study and you will pass, good luck. Can't get better then Kaplan.
K**T
Good seller
Book came in perfect condition. Pic was taken after I began reading. I will buy from seller again. Thanks
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